Ms. Roberts is the Chief Compliance Officer of BigSur Partners and has over 18 years of experience in the financial services industry. She specializes in compliance program implementation and administration for multi-family offices.
Before joining BigSur partners in 2019, she served as Deputy Chief Compliance Officer of a private fund firm, where she was responsible for the firm’s compliance program requirements. From 2014 to 2016, Ms. Roberts was the Chief Compliance Officer of a multi-family office that focused on high net worth client families in Latin America and from 2010 to 2014 she served as Compliance Manager for a U.S. multi-family office; she was also the compliance professional responsible for its subsidiary focused on international high net worth client families in Latin America.
From 2008 to 2010, Ms. Roberts served as the Compliance Officer for a parent company covering a diverse range of subsidiaries, including but not limited to, market maker, introducing broker, hedge fund, and an SEC and State registered investment adviser. From 2003 to 2007, she served as Director of Operations and Compliance for a State registered investment adviser and she started her career in 2001 as a Financial Advisor.
She has successfully achieved the Certified Securities Compliance Professional (CSCP) designation, the Certified Anti-Money Laundering Specialist (CAMS) designation and Lean Six Sigma yellow belt certification. She previously held FINRA Series 7, 24, 63, 66 (63 & 65 combined) and life, health and variable annuity license.
Ms. Roberts earned a Finance degree from the University of Florida (2001) with a minor in Economics and Mass Communications, is a member of the National Society of Compliance Professionals and the Daughters of the American Revolution. She is fluent in English and Portuguese and proficient in Spanish.
Employee(s) and/or advisor(s) mentioned above may be employed by or associated with BigSur Partners, LLC or BigSur Wealth Management, LLC, a 100%-owned subsidiary of BigSur Partners, LLC. For further information, please contact us at 305-740-6777 or at firstname.lastname@example.org