Mr. Chuang is BigSur’s Chief Compliance Officer and has over 13 years of compliance background and consulting experience. Prior to joining BigSur, Mr. Chuang spent four years at a local Latin American Broker Dealer Firm (approximately $9 billion in AUM) serving as the Regulatory Compliance Manager responsible for oversight of the sales practice and surveillance program.
In the preceding year prior to joining BigSur, Mr. Chuang concurrently served as the Chief Compliance Officer for the broker-dealer’s affiliate investment adviser (over $1.5 billion in AUM) responsible for the development and implementation of policies and procedures pursuant to requirements of the Investment Advisers Act.
Mr. Chuang also previously spent over three years at a nationally recognized compliance consulting firm providing ongoing support to broker-dealers and investment advisers’ compliance programs.
Mr. Chuang holds a Bachelor of Science degree in Finance and Economics from the University of South Florida. Mr. Chuang is also a Certified Anti-Money Laundering Specialist (CAMS) and Life, Health and Variable Annuity agent in Florida.
Employee(s) and/or advisor(s) mentioned above may be employed by or associated with BigSur Partners, LLC or BigSur Wealth Management, LLC, a 100%-owned subsidiary of BigSur Partners, LLC. For further information, please contact us at 305-740-6777 or at firstname.lastname@example.org